Open filing of certain prospectuses and communications in connection with business combination transactions in pdf file. Opportunity rises for business development companies. Introduction to the sec and company filings overview. Frequently asked questions about business development companies understanding business development companies what is a business development company. Business development companies bdcs are special investment vehicles designed to facilitate capital formation for small and middlemarket companies. The ns and uts of business development companies december, 20 while figures 2 and 3 present aggregate portfolio statistics for bdcs, the composition of individual portfolios can deviate significantly from that of the overall group. The business development company solution a special. This page provides links to pdf versions of sec public forms and many of the rules, regulations, and schedules associated with these forms. To find a form, either select the appropriate category below or scroll through the full list of sec forms in alphanumeric order.
This report provides basic identification information for all entities with an active filing status that have been issued an 814 reporting number. This corresponds to the name of the legal entity filing form n6f or regulated as a bdc. Open filing by persons reporting owned shares of common stock in a public company 5% in doc file. Here youll find links to a complete list of filings available through edgar and instructions for searching the edgar database. Opportunity rises for business development companies infocus. Mercer capital the ins and outs of business development companies. Find out what local business leaders are saying about their companies 2018 performance and their outlook for next year. Sec staff expressing more flexibility in acquisition of affiliate assets. After submitting your request, you will receive an activation email to the requested email address. As far is know, sec requires the companies to file the reports in xbrl format and hence you may not find the filings in pdf format. Investment strategies include targeting a particular point in the investees. Sec extends deadline for form adv and form pf filing for. Our portfolio of products is improving peoples health and wellbeing today. Creation of a direct financial obligation or an obligation under an offbalance sheet arrangement of a registrant.
Analyze up to 10 years of full 10k annual reports and quarterly 10q sec filings for business development corp of america bdvc using our online tools. Mar 18, 2020 simultaneously, the sec issued an order the 1940 act release under the investment company act of 1940 investment company act granting similar relief to registered funds and business development companies bdcs from certain filing requirements. Business development corp of america company sec filings. On april 14, registrant announced that it provided a further update on its portfolio and the companys actions to offset anticipated impacts of the covid19 pandemic on the companys revenue and cash flows. If you are a patient, caregiver or healthcare professional and need product related information, please visit our products page, which will link you to productspecific websites. Mar 28, 2019 analyze up to 10 years of full 10k annual reports and quarterly 10q sec filings for business development corp of america using our online tools. Rule 2a46 defines an eligible portfolio company to include all private companies and companies whose securities are not listed on a national securities exchange. We aim to cover the full list of publicly traded business development companies bdcs. Important information about business development companies baird. Open filing by persons reporting owned shares of common stock in a public company 5% in pdf file. The first line of the registrants business or mailing address. Investor relations centennial resource development is an independent oil producer. Securities and exchange commission reporting information. A business development company bdc is a special closed.
Investor relations centennial resource development is an independent oil producer focused in the southern delaware basin. Eog covering regulation fd disclosure and financial statements and exhibits. These companies have either notified the commission of their intent to be regulated as a bdc by filing a form n6f or elected to be regulated as a business development company by filing a form n54a. Company model n supports the complex business needs of the worlds leading brands in pharmaceutical, medical device, high tech, manufacturing and semiconductors across more than 120 countries, including pfizer, astrazeneca, sanofi, gilead, abbott, stryker, amd, micron, seagate, stmicroelectronics, nxp, sesotec, and southern states. Open filing by persons reporting owned shares of common stock in a public company 5% in xls file. Results of our most recent first business bank economic survey help your business plan and budget for 2019. Publicly filing firms may elect regulation as bdcs if they meet certain. A business development company bdc is a form of unregistered closedend investment. Centennial was formed in 2016 through the business combination of centennial resource production, llc and silver run acquisition corporation, a special purpose acquisition company formed by mark papa, our ceo, and riverstone holdings, llc, an energy private equity fund. Sec filings overview every public company must file certain forms with the secsome are submitted on a regular schedule, and others are filed on an asneeded basis. To optin for investor email alerts, please enter your email address in the field below and select at least one alert option. The central index key cik is a ten digit number assigned by the sec to each entity that submits filings. Fund 2015 t, sec noaction letter, division of investment.
Business development companies bdcs are special investment vehicles. While there are hundreds of active form types, the filing requirements for any given company are determined by factors such as its business activities, financial status, and domicile. Frequently asked questions about business development companies. Oct 26, 2006 the commission adopted new rules under the investment company act to address the impact of the federal reserve boards 1998 amendments on the definition of eligible portfolio company. A business development company bdc is a special investment vehicle used to facilitate capital formation by smaller companies sometimes referred to as public private equity a bdc is a type of closedend investment company under the investment company act of 1940 1940 act. Whenever the commission finds, on its own motion or upon application, that a business development company which has filed a notification of election pursuant to subsection a of this section has ceased to engage in business, the commission shall so declare by order revoking such companys election. Gladstone investment corporation business development. In my previous job, i used file financial reports for many us companies. No registration statement on form n2 needs to be filed under the securities act. Gladstone investment corporation business development company gain sec filings. An eligible portfolio company is defined as any issuer that a is organized and has its principal place of business in the united states, b is not an investment company other than a small business investment company whollyowned by the bdc, and c does not have any class of publiclytraded securities with respect to which a broker may. Mar, 2020 the information included on this website and other information provided from time to time through webcasts, conference calls, securities analyst meetings, road show presentations, investor conferences, newsletters and similar events and communications contains forwardlooking statements that involve risks, uncertainties and assumptions.
246 73 1015 762 1043 324 483 559 614 641 1339 303 1217 885 807 426 935 714 304 1555 362 1004 730 399 407 188 1609 568 929 13 1464 346 196 1199 44 290 1137